Trade Surveillance Senior Analyst




Detalhe da Oferta:

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Descrição: 

Excellent opportunity in the Global Financial Services sector!

We are currently hiring a Trade Surveillance Senior Analyst for a French Investment Bank based in Porto.



We will only consider English Cv's.

Responsabilidades: 

-Maintain an effective trading compliance program through risk management, monitoring and surveillance of trading activities.


-Review and analyze exception reports relating to order/transaction/market information.


-Reviews manipulation (e.g. marking the open and close, wash, insider dealing etc.) as well as quality of markets (e.g. best execution, limit order display, locked/crossed markets, trading ahead, short sales, etc.).


-Taking part in strategic and/or regulatory projects, process improvements, policy writing and driving the compliance agenda.


-Monitoring and testing the effectiveness of policies, procedures, and internal controls which are designed to assess the company's compliance with applicable regulatory requirements.


-Leading all aspects of compliance and audit activities for regulatory examinations.


-Responding to any business queries that are related to regulatory or policy matters with accurate and valuable advice.


-Leading positively in the management of relationships with regulators in all relevant jurisdictions, fostering an environment of mutual trust and respect.


-Maintain a high level of awareness of compliance related changes and developments in the securities industry through review of publications, seminars, employee training, etc.

Requisitos: 

-Finance, Management, Law or similar degree.


-Strong financial markets experience or Financial Markets Surveillance within a broad range of markets and wholesale banking products. (Fixed Income & Currency (FIC), Foreign Exchange (FX) and Commodities.


- Good understanding of compliance and/or risk management frameworks and testing programs


-Regulatory knowledge (Market Abuse Regulation, MiFID II).


-Prior experience working in financial markets, compliance, sales/trading, risk, control.


-Fluent English, Level C1 (written, spoken).


-Ability to analyze, summarize and succinctly communicate assessments and key takeaways.


- Strong interpersonal and leadership skills, ability to collaborate with multiple teams and stakeholders.

Condições: 

Opportunity to be part of an ambitious and growing project, with a very structured career plan.

Localização: PORTO

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