Trade Surveillance Senior Analyst

Detalhe da Oferta:

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Excellent opportunity in the Global Financial Services sector!

We are currently hiring a Trade Surveillance Senior Analyst for a French Investment Bank based in Porto.

We will only consider English Cv's.


-Maintain an effective trading compliance program through risk management, monitoring and surveillance of trading activities.

-Review and analyze exception reports relating to order/transaction/market information.

-Reviews manipulation (e.g. marking the open and close, wash, insider dealing etc.) as well as quality of markets (e.g. best execution, limit order display, locked/crossed markets, trading ahead, short sales, etc.).

-Taking part in strategic and/or regulatory projects, process improvements, policy writing and driving the compliance agenda.

-Monitoring and testing the effectiveness of policies, procedures, and internal controls which are designed to assess the company's compliance with applicable regulatory requirements.

-Leading all aspects of compliance and audit activities for regulatory examinations.

-Responding to any business queries that are related to regulatory or policy matters with accurate and valuable advice.

-Leading positively in the management of relationships with regulators in all relevant jurisdictions, fostering an environment of mutual trust and respect.

-Maintain a high level of awareness of compliance related changes and developments in the securities industry through review of publications, seminars, employee training, etc.


-Finance, Management, Law or similar degree.

-Strong financial markets experience or Financial Markets Surveillance within a broad range of markets and wholesale banking products. (Fixed Income & Currency (FIC), Foreign Exchange (FX) and Commodities.

- Good understanding of compliance and/or risk management frameworks and testing programs

-Regulatory knowledge (Market Abuse Regulation, MiFID II).

-Prior experience working in financial markets, compliance, sales/trading, risk, control.

-Fluent English, Level C1 (written, spoken).

-Ability to analyze, summarize and succinctly communicate assessments and key takeaways.

- Strong interpersonal and leadership skills, ability to collaborate with multiple teams and stakeholders.


Opportunity to be part of an ambitious and growing project, with a very structured career plan.

Localização: PORTO

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